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Nationally recognized statistical rating organization
Results: 405

#	Item
371	Proposed Rule: Proposed Rules for Nationally Recognized Statistical Rating Organizations Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-08 11:01:03 Financial regulation Nationally recognized statistical rating organization Credit rating agency U.S. Securities and Exchange Commission Regulatory compliance Securities regulation in the United States Securities Act Securities Exchange Act Economy of the United States 73rd United States Congress United States Securities and Exchange Commission United States securities law
372	Commission finds requirements of Section 15E are satisfied Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-02-11 13:16:58 Financial regulation Corporate crime U.S. Securities and Exchange Commission Government Nationally recognized statistical rating organization Credit rating agency Securities Exchange Act Securities and Exchange Commission Economy of the United States United States Securities and Exchange Commission United States securities law 73rd United States Congress
373	Microsoft Word[removed]docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-05-06 09:26:42 Financial markets Credit rating agency Nationally recognized statistical rating organization Net capital rule United States securities law Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Broker-dealer Securities Exchange Act Financial economics Finance Financial regulation
374	Final Rule: Purchase of Certain Debt Securities by Business and Industrial Development Companies Relying on an Investment Company Act Exemption Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-23 17:10:27 Late-2000s financial crisis 76th United States Congress Asset-backed security Structured finance Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Nationally recognized statistical rating organization Security Credit risk Finance Financial economics Financial regulation
375	SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 239, 270, and 274 Release Nos[removed]; IC-30847; File No. S7-7-11 RIN 3235-AL02 Removal of Certain References to Credit Ratings Under the Investment Company Act AGENCY: Se Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-08 13:24:20 Financial economics 73rd United States Congress United States Securities and Exchange Commission Credit rating agency Nationally recognized statistical rating organization Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Investment Company Act Securities regulation in the United States Financial regulation United States securities law Finance
376	Microsoft Word - 34-56507cl.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-24 17:02:27 A. M. Best U.S. Securities and Exchange Commission Financial regulation Securities Exchange Act Financial economics Finance Credit rating agencies Nationally recognized statistical rating organization United States securities law
377	Microsoft Word[removed]typo corrected.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-02-11 16:02:34 Nationally recognized statistical rating organization Credit rating agency U.S. Securities and Exchange Commission Asset-backed security Securities Exchange Act Federal Reserve System Financial economics Investor Protection and Securities Reform Act Finance Financial regulation United States securities law
378	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-30 15:20:08 Financial system 73rd United States Congress United States Securities and Exchange Commission Credit rating agencies Structured finance Nationally recognized statistical rating organization U.S. Securities and Exchange Commission Regulation S-K Securities Act Financial economics Finance United States securities law
379	Agency and Mission Information A G E N C Y A N D Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-23 17:03:00 Self-regulatory organizations Law Corporate crime U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Credit rating agency Securities and Exchange Commission Financial Industry Regulatory Authority Nationally recognized statistical rating organization Financial regulation United States securities law Government
380	Commission finds requirements of Section 15E are satisfied Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-06-23 13:36:06 Financial regulation Nationally recognized statistical rating organization U.S. Securities and Exchange Commission Credit rating agency Securities Exchange Act Government Economy of the United States United States Securities and Exchange Commission United States securities law 73rd United States Congress

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